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Blaschke on Federal Funding
The Number of States Developing New Policies
to Implement Early Intervening Services/Response-to-Intervention Regulatory Provisions
Continues to Increase; in Many States, Informal Policy and Guidance Trumps Formal
RegulationsAccording to a recent survey conducted by the
National Association of State Directors of Special Education (NASDSE), virtually
all states have formulated new policies -- formal or informal -- to implement
the early intervening services provisions in the 2006 IDEA final regulations and
in subsequent USED policy letters and Non-Regulatory Guidance. With
49 states responding, the survey conducted in Spring 2008 addressed the new IDEA
requirement that a state "must not require the use of severe discrepancy
between intellectual ability and achievement for determining whether a child has
a specific learning disability." In a policy letter, USED emphasized..."while
a State cannot require the use of a severe discrepancy model, a State may prohibit,
or make optional, the use of a severe discrepancy model." Moreover, a state
"must permit the use of a process based on the child's response to scientific,
research-based intervention" and "may permit the use of other alternative
research-based procedures for determining whether a child has a specific learning
disability." The USED policy was reaffirmed in a policy letter sent to the
Mountain Plains Regional Resource Center, Utah State University, at the request
of the Wyoming Department of Education. As a result of this new requirement, the
survey found that 42 states had made formal policy changes and, while seven states
reported no formal policy changes, all had undertaken numerous initiatives to
implement the new EIS provisions. One of the biggest issues
is whether or not the state has a formal policy that requires the use of response
to scientific, research-based intervention and does not allow the use of severe
discrepancy in establishing eligibility for specific learning disabilities. Six
states (Colorado, Delaware, Georgia, Indiana, Iowa and West Virginia) reported
having such a formal policy. Twenty-six states allow the use of either response-to-intervention
or severe discrepancy. The remaining ten states reported that their regulations
allow response-to-intervention, severe discrepancy, or any other research-based
alternative to be used in establishing eligibility for specific learning disabilities
(SLD). Big implications exist for districts -- and firms selling intervention
services to districts -- in such states. While USED, in its guidance recognizes
that incremental, systematic implementation (an approach supported by research
from pilot programs) "would be reasonable," the guidance also states
that "the LEA could not require the use of RTI for purposes of identifying
children with SLD until RTI was fully implemented in the LEA." The implication
for districts in states requiring RTI is that the so-called Early Intervening
Services/RTI "infrastructure" has to be in place in all schools and
all teachers trained to implement EIS/RTI before RTI can be implemented and it
has to be available for all students. Moreover, the above USED policy letter stated
the same conditions also apply to an LEA which requires the implementation of
RTI. Hence, if a state has a "permissive" policy rather than a "required"
policy of using RTI, then the implementation of such an initiative can proceed
on an incremental basis, but still cannot be the sole basis for identifying children
with special learning disabilities. The NASDE report also
includes comments from state officials in the seven states which reported that
while no formal regulatory or other changes have been adopted, other guidance
and initiatives were underway which would result in formal policy changes in the
future. These include: - Connecticut, which is developing
revised guidelines that will no longer permit the use of severe discrepancy formulas
and will require districts to incorporate data from the response-to-intervention
process, with the expected effective date of July 1, 2009.
-
Hawaii, which has changed practices in schools to align itself with the EIS requirements.
-
Illinois, which is likely to finalize State criteria and make formal changes in
the near future.
- Louisiana, which will likely modify
the process, dropping the use of severe discrepancy models, after which time training
will occur.
- Maryland, which has provided guidance for
LEAs permitting either RTI or the discrepancy model based on a task force report.
The SEA is providing training and has a department-wide initiative to identify
interventions.
- Massachusetts, which has yet to change
regulations, but has provided policy guidance that will allow either RTI or the
severe discrepancy process to be selected by the district.
-
Wisconsin, which has informed districts that the state may no longer require the
use of significant discrepancy, but the State has recommended districts
continue existing practices until final rules regarding the use of RTI have been
approved.
As the report notes, even in states which
reportedly have made regulatory changes, policy is still evolving, including: -
Indiana, which expects the new special education rules to be adopted by the State
Board of Education by the end of this summer.
- Nebraska,
in which final approval is pending formal authorization from the States
Attorney General office.
- Virginia, in which new special
education regulations will be formally adopted by the State Board of Education
in the Fall of 2008 to become effective in early 2009.
NASDSE
found that 34 of the 42 states that said they had revised their regulations provided
certain types of training or technical assistance. In 12 states, the training
used Intermediate Education Units following a train-the-trainer model. Other related
activities conducted by several states, include demonstrating implementation of
different response-to-intervention approaches, designing and implementing pilot
programs to test new approaches, and providing RTI coaches to districts. Several
alternatives exist for many AEP members. In states requiring RTI, firms could
target only those districts that have placed the highest priority on EIS/RTI implementation
because they will likely be allowed to implement their approach district-wide
first and hence make purchases of appropriate products and services earlier than
those placing a low priority on EIS/RTI. In the majority of states which allow
either approach (e.g., permissive states), participation in a large number of
districts conducting pilot programs would be advisable as sales should grow along
with the expansion of such pilots. Another implication is that firms should meet
with appropriate state and district officials to determine the degree to which
informal or unofficial policy and guidance is being followed more than official
guidance documents, etc. It is interesting to note that, currently, many SEAs
are repeating some of the similar means of "communicating" priorities
that they used during the first two to three years of implementing Reading First
programs. Read
the NASDE forum study.

Questions, ideas, or
in need of more information? Please contact Stacey
Pusey at 302-295-8349. | |