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Glossary of Federal Education Terminology
by Education
TURNKEY Systems, Inc.
January 2003
Title I Legal Framework - Consists of the following in
terms of overriding precedence: (a) Title I legislation as part
of the Elementary and Secondary Education Act currently referred
to as "No Child Left Behind"; (b) rules and regulations
which recently have been developed beginning with "negotiated
rule-making" by different stakeholder groups to arrive at
a consensus on items needing clarification and interpretation;
(c) nonregulatory guidance (NRG) which, in the past, has been in
the form of the Title I Policy Manual and, most recently, in separate
guidance issuances which are generally in concert with regulations,
but often provide additional flexibility (which, however, may create
audit problems in the future); (d) letters of determination, which
are issued by USED in response to very specific questions on a
case-by-case basis, and which could be applied generally where
similar cases exist across the country.
Title I Schoolwide Programs - Schools with 40 percent or
more poverty in which other Federal funds can be combined or commingled
to serve all children, not just Title I-eligible students. The
law and regulations clearly state that schoolwide programs do not
have to report on how funds are expended as long as the intent
and purpose of schoolwides are attempted to be met.
Targeted Assistance School - A school with a high enough
enrollment of students from low income families to be selected
to receive Title I services. However, funds can be used to only
serve children from low-income families and not all students in
school. Some noneligible students can be served for incidental
purposes.
Adequate Yearly Progress (AYP) - The criterion or definition
selected by a state (and approved by USED) which students must
achieve on state assessments for a school to be considered as not
having failed; may be "cut off" point or other growth
measures of student performance as selected by the state and approved
by USED.
School Identified for or Targeted for Improvement - If
a school fails to meet the states definition of Adequate
Yearly Progress (AYP) on state assessments for two consecutive
years, it must provide parents a choice option to transfer their
children to other schools and at least 15 percent of the Title
I funds allocated to the school must be used for training teachers
and/or instructional paraprofessionals. If failing for three consecutive
years, the school must also provide supplemental services from
a provider approved by the state; if failing for more than three
consecutive years, then further corrective action must be taken
ranging from replacing staff or the entire school curricula.
Supplemental Services - Services which must be made available
to parents for their children enrolled in schools failing for three
consecutive years. Services may include onsite tutoring or online
distance learning if approved by the state, which must determine
whether services are based upon scientifically-based research.
Advanced Funding - A concept developed approximately five
years ago by Congress to circumvent expenditure caps on discretionary
education budget items. This is done by appropriating a certain
amount of money in a FY budget appropriation, but not being allocated
funds until the beginning of the next fiscal year; this has resulted
in a majority of funding for most ESEA programs, including Title
I, not being allocated until two to three months after school begins,
which has created changes in purchasing cycles.
Forward Funding - Concept developed in 1982, whereby Congress
typically appropriates the level of funding in September through
December to be made available to districts the next school year.
The concept of "advanced funding" has eroded most of
the intent of "forward funding."
Supplement, Not Supplant - The concept of "supplement,
not supplant" has been an integral part of ESEA funding for
over three decades, but has been significantly eroded under No
Child Left Behind provisions. The intent of the provision was to
ensure that Federal funds are used to supplement state and other
local funds committed to education services and not to be used
to make up for shortfalls in state and/or local funds. The most
obvious situation where supplanting is occurring is in Title I
schoolwide programs; schools do not have to report how such funds
are being used nor can states require reporting of such Federal
funds.
Maintenance of Effort - Similar to the "supplement,
not supplant" provision, maintenance of effort clauses have
been built into Title I since its inception to prevent state and
local education agencies from reducing their support for education
programs when Federal funding increased. There are no maintenance
of effort provisions in No Child Left Behind. In approximately
half of the states, including most of the Southeastern states,
state legislatures have had a tendency to reappropriate Federal
funds thus lumping Federal and state funds together; this allows
legislators to reduce state funding when Federal funding increases,
such as is the case now with the Title II D/Technology Enhancement
Block Grant.
Fifty Percent Transferability Provision - No Child Left
Behind provisions allow for up to fifty percent of any Federal
program -- with the exception of 21st Century Community Learning
Centers and Title I -- to be transferred to other programs. Draft
nonregulatory guidance (NRG) published in the Fall of 2002 gives
examples of transferring Title IID/Technology Enhancement funds
to other Titles to be used to meet the intent of the other Titles,
which is an example of the flexibility built into No Child Left
Behind.
Title I Formula - The basis for determining state and county
allocations of Title I funds include: (a) the "basic" grants
which all Title I schools receive a similar per-pupil allocation;
(b) "concentration" funds, which are a supplemental allocation
for districts who have enrollments of at least 15 percent from
low-income families; (c) "targeted" and "incentive
grants," added in the FY 2002 Title I formula, which provide
proportionately larger amount of funds to states and districts
with high percentages of poverty students (e.g., large urban districts).
All of the $2 billion increase for FY 2002 was in the new "incentive" and "targeted" components
of the formula.
Title I District Reserve and Set Asides - Funds are allocated
by states to districts before they go into the Title I "reserve";
then specific funds are allocated to individual schools. Under
No Child Left Behind, schools that have been identified for improvement
for two years (three years failing), must set aside (at least initially),
20 percent of Title I for potential expenditures incurred in transporting
students or paying for supplemental services selected by parents;
15 percent must be set aside for schools failing for two consecutive
years to be used for staff development; districts may carry over
from one year to the next up to 15 percent of their Title I funds
unless such carryovers are prohibited by state law (e.g., Indiana). "Would-have-been" carryover
funds are often used in late Spring/early Summer to purchase products,
when districts anticipate receiving large increases in Title I
funds for the next year.
Ten Percent Rule/Incidental Use Provision - For the last
decade the Title I "ten percent rule" has evolved allowing
a district or school to use Title I funds to serve non-Title I
students in "targeted assistance schools" for up to ten
percent of the time. In 1997, the "incidental use provision" under
Section 613 of the Individuals with Disabilities Education Act
allowed IDEA funds to be used to purchase products that could be
used for incidental purposes with non-special education students
as long as the cost would be the same, there would be no additional
wear and tear, and no special education students would be denied
access. This allowed a software title, which was part of a wide
area network or school based license to be purchased with IDEA
funds and used by all students in a school.
Core Academic Subjects - The term "core academic subjects" means
English, reading or language arts, mathematics, science, foreign
languages, civics and government, economics, arts, history, and
geography.
Highly Qualified Paraprofessional - A paraprofessional
who has not less than two years of post-secondary education or
demonstrated competence in a field or academic subject for which
there is a significant shortage of qualified teachers.
Highly Qualified Teacher - When the term "high qualified
teacher" is used with respect to any public elementary school
or secondary school teacher teaching in a State, it means that:
The teacher has obtained full state certification as a teacher
(including certification obtained through alternative routes to
certification) or passed the State teacher licensing examination,
and holds a license to teach in such state, except that when the
term is used with respect to any teacher teaching in a public charter
school, the term means that the teacher meets the certification
or licensing requirements set forth in the states public
charter school law.
The definitions of "highly-qualified" teacher and/or
instructional support aide are evolving. A newly-hired teacher
paid out of Title I funds must be certified by the state and/or
demonstrate competencies in core subject areas even though he or
she may be certified as a specialist in another area (e.g., speech
language therapist). Under certain conditions a person in an alternative
certificate route operated by the state can be hired without being
fully certified if that person is continuously taking professional
development courses or training. A highly-qualified instructional
support aide in a Title I schoolwide, regardless of the funding
source used to pay the salary, must be certified using a state
or local assessment as demonstrated competencies and teaching basic
skills, or must have a two-year college degree or equivalent. Much
more wiggle room and flexibility is included in recent nonregulatory
guidance than in the law because of the extensive problems this
provision has created.
Scientifically Based Research - The term "scientifically
based research:"
1. means research that involves the application of rigorous, systematic, and
objective procedures to obtain reliable and valid knowledge relevant to education
activities and programs; and
2. includes research that --
a. employs systematic, empirical methods that draw on observation
or experiment;
b. involves rigorous data analyses that are adequate to test the stated hypotheses
and justify the general conclusions drawn;
c. relies on measurements or observational methods that provide reliable and
valid
data across evaluators and observers; across multiple measurements and observations;
and across studies by the same or different investigators;
d. is evaluated using experimental or quasi-experimental designs in which individuals,
entities, programs, or activities are assigned to different conditions and
with appropriate controls to evaluate the effects of the condition of interest,
with a preference for random-assignment experiments, or other designs to the
extent that those designs contain within-condition or across-condition controls;
e. ensures that experimental studies are presented in sufficient detail and
clarity to allow for replication or, at a minimum, offer the opportunity to
build systematically on their findings; and
f. has been accepted by a peer-reviewed journal or approved by a panel of independent
experts through a comparably rigorous, objectives, and scientific review.
Acronyms and Abbreviations
AYP - Adequate yearly progress
CSR - Class Size Reduction
The Department - The U.S. Department of Education
EDGAR - Education Department General Administrative Regulations
Eisenhower Program - Eisenhower Professional Development Program
ESEA - Elementary and Secondary Education Act of 1965
ESL - English as a second language
FY - Fiscal year
HEA - Higher Education Act
IHE - Institution of higher education
LEA - Local educational agency
NCLB - No Child Left Behind, the act that amended ESEA
OMB - Office of Management and budget
RFP - Request for proposal
SEA - State educational agency
Secretary - Secretary of Education, U.S. Department of Education
Statute - The Elementary and Secondary Education Act of 1965 (ESEA), as amended
by the No Child Left Behind Act of 2001 (NCLB Act)
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Please contact Dave Gladney at 856-241-7772 or dgladney@AEPweb.org. |